著書・レポート等

金融規制年次報告（2023）

We look back into the year 2022 and see both challenges and opportunities. 2022 would be remembered as a turbulent year, regrettably and largely for the Russia-Ukraine conflict, global inflation and the impact of the pandemic, negatively affecting the markets. Despite all these challenges, 2022 would still be celebrated as the year of transition and rebirth, during which uncertainties on certain matters are gradually eliminated, while opportunities are gestating amidst challenges with brighter prospects in the near future.

The best way out is always through. Confronted with the complex and unpredictable international environment in 2023, we believe that Chinese financial industry will stay true to its founding principles, following the general guideline of “prioritizing stability while pursuing progress” and adhering to the aim of serving the real economy. Financial policies will be developed under regulation to support the “economic recovery” and hold on to the bottom line of risk prevention and financial security, continuing to build the financial regulatory and judicial system with Chinese characteristics.

To walk into the future in retrospect, the PRC Financial Regulation: Annual Report (2023) issued by Financial Industry Group of Fangda Partners comes in time. We have prepared this PRC Financial Regulation: Annual Report (2023) to provide forward-looking guidance for you, covering milestone events, main regulatory developments and outlooks in the sectors of banking, securities and futures, asset management/wealth management, FinTech and insurance and a special sector of green finance and carbon markets.

Finding certainty in the midst of uncertainty and helping our clients to achieve stable and long-term development are the unremitting pursuit of our Financial Industry Group of Fangda Partners. We advise both domestic and overseas clients on the most cutting-edge and complex legal issues involved in China’s financial service sector. We are at the forefront of significant initiatives in such sector, leading the market’s most groundbreaking transactions and new product structures. With our profound understanding of the market, we are able to provide creative solutions to our clients in a complex financial regulatory environment.

We believe that, as market participants, you may have your comprehensive and practical observation and understanding of the market. If you have any comments or suggestions on the content of this report, please feel free to contact us. We have been committed to China’s financial service sector for many years and are looking forward to observing the market, facing the changes and identifying the future trends together with you and are willing to have your thoughts and feedback!

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中国競争法レビュー2022

China’s competition law regime continues to evolve with a range of legislative amendments introduced last year. In this year’s annual review, our antitrust team dives into the key reforms, investigations and deals of 2022 in China. We shed light on the key issues and trends that are expected to feature high on the antitrust agenda for 2023, including the impact of continued trade tensions and geopolitical rivalries escalating.

READ OUR 2023 ANTITRUST CHINA ANNUAL REVIEW.

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金融規制年次報告（2022）

2021 was a year of significance, as in 2021, China embarked on its Fourteenth Five-Year Plan and marched on from its first centenary goal towards its second centenary goal of becoming a great modern socialist country and achieving the rejuvenation of the Chinese nation. 2021 was also a year full of challenges, as China faced the recurrent menace of COVID-19 and the volatile intricacies of the international environment. Against the long-term coexistence of such opportunities and challenges, the financial regulators, in its regulation, continued to uphold the underlying principle of pursuing progress while ensuring stability and the overarching policy of reform and innovation, in further support of the high-quality development of China’s economy.

With the deepening of reforms and continuing innovation of technology, the concept, framework and system of financial regulation in China will enter a new phase in 2022.This year is also the third year we present our PRC Financial Regulation Annual Report. For this new edition of the PRC Financial Regulation Annual Report (2022) series, we provide a comprehensive review of the principal themes of 2021 covering milestone events, main regulatory developments and key trends in the banking, securities, asset management/ wealth management, financial technology and insurance sectors, as well as looking ahead to the likely developments in 2022 in financial regulations, to provide practical and forward-looking guidance for all those engaged in financial services.

We are dedicated to provide effective, creative and timely legal services to meet the commercial needs of our clients. We have been working in the financial services sector for many years, advising both domestic and overseas clients on their most cutting-edge and complex legal issues in China’s financial services sector. We offer an in-depth understanding of the market and considerable transaction experience to deliver a highly valued service to our clients. We look forward to discussing with you the recent reforms in China’s financial policy and direction of development of financial regulations.

We welcome and highly appreciate feedback from those working directly in the financial services industry. Please feel free to get back to us with any comments or suggestions on the content of this report.

To review the old and gain the new, we look forward to stepping into the new journey of 2022 with you!

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中国競争法レビュー2021

As the world emerges from the pandemic, trade tensions and political disagreements remain. Going into 2022, expect greater antitrust enforcement and closer scrutiny of transactions in sensitive sectors. In our definitive Antitrust Review, Fangda’s antitrust team has conducted a sweeping analysis of the key legislative and transactional developments in 2021 in China, breaking it down into numbers of cases, decisions and challenges combined with sector-specific regulatory and enforcement developments. For anyone interested in China-related antitrust matters, this report is an essential reference.

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金融規制年次報告（2021）

2020 will be remembered as a historic year for many reasons, regrettably and largely for the unprecedented pandemic and the complicated and severe international situation. Despite all these challenges, the Chinese financial sector has undergone huge change over the past year, signaling the determination of China’s policy makers and regulators to carry through fundamental financial reform and opening-up.

During the year, a number of laws of major significance to the financial market including the Securities Law were amended and implemented or published for public opinion, laws and practice to eliminate “mandatory repayment” continued to progress, the opening-up policy was further implemented, regulation of internet finance were fully incorporated into regulation of the whole financial sector, and the “Yuan You Bao” event, which exposed poor risk management, gave rise to a further crop of new challenges for targeted risk control and regulation.

The year 2021 marks the beginning of China’s Fourteenth Five-Year Plan, and heralds deepened regulatory reform and opening-up policies on an expanded scale. 2021 is also the second year for our PRC Financial Regulation: Annual Report series, which examines developments of the previous year and provides a glimpse into the future to help businesses position themselves in China for the forthcoming year.

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中国競争法レビュー2020

COVID-19 has reshaped antitrust policies and procedures. Rising trade tensions have resulted in more measures targeting Chinese investments globally. China’s playbook for building some of the world’s most admired domestic tech companies has come under fire. Read Fangda’s Antitrust Annual Review to find out about the major developments of 2020 that will shape antitrust in China in the future.

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中国年度企業コンプライアンス青書

中国会社法務研究院、中国国際貿易促進委員会商業法律サービスセンター、方達法律事務所は「中国年度企業コンプライアンス青書2018～2019」を作成しました。方達法律事務所コンプライアンスチームは唯一の執筆者として、調査に参加し、全内容を執筆しました。これは当事務所が2015年から5年連続での企業コンプライアンス青書であり、2018～2019年の世界の主要なコンプライアンス事件を具体的に分析し、立法の動向、法執行事例、既存の問題、トレンド予測、企業の対応などコンプライアンス分野の様々なホットトピックについて詳述し、中国企業が海外進出の際に全世界の法規制と法執行の強化に対応するための重要な参考ともなります。

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中国企業による米国知的財産権訴訟への対応に関する青書

中国は知的財産権の利用国から創出国へと変貌を遂げており、中国企業は、海外市場の開拓と事業の安定化の過程において、知的財産権訴訟への対応が不可避です。経験不足などのため、中国企業は、アメリカのハイテク企業が現地の裁判所で提起された知的財産権訴訟に対応するとき、途方に暮れる場合があります。

方達法律事務所の知的財産権チームは、実務経験を踏まえて「中国企業による米国知的財産権訴訟への対応に関する青書」を作成し、近年、中国企業が米国で知的財産権訴訟を提起された事件について整理・研究しました。特に、米国での訴訟リスクの軽減策、自社の知的財産権の管理方法、米国での訴訟への対応方法、米国での訴訟費用の管理方法等について分析し、実務的な助言を提供すると同時に、米国特許訴訟及び営業秘密訴訟に対応するための詳細な手続を記載したうえ、抗弁方法についても提案しています。

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ニューノーマルへの挑戦：変革の時代における変と不変

年間レビュー 2019/20 ダウンロード

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中国競争法レビュー2019

2019年は、中国「独占禁止法」の制定・施行されてからの11年目となります。世界の独占禁止の歴史を見ると、中国の「独占禁止法」はまだ「若い」ほうですが、11年という短い期間で、中国は独禁法分野において急速に世界で最も活発で影響力のある法域の１つとなりました。中国のますます活発で成熟化している独占禁止法執行は、世界に強いメッセージを発信し、国際競争法の構造にも大きな影響を与えています。方達法律事務所は「中国競争法レビュー2019」を作成し、2019年の10大トピックと2020年に向けた5大課題を取り上げました。

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金融規制年次報告（2020）

2019年は、第5回全国金融業務会議の方針を実践する3年目であり、規制・監督方法を転換し、市場改革を深化し、対外開放をさらに拡大・深化する年であった。また、科創板（新興企業向け株式市場）が開設され、証券発行登録制が試行され、銀行による理財（資産運用）業務を主な事業とする子会社の設立が認められ、ＬＰＲ（ローンプライムレート）形成メカニズムが構築され、変化と機会に溢れる年でもあった。

当事務所では、長年に渡り金融業界向けのリーガルサービスを提供しており、市場と業界に対する洞察力の重要さを深く認識しております。皆様と共に金融規制のトレンドを分析し、司法裁判の思考過程を整理し、金融政策の変遷を顧み、今後の取り組みの方向性を展望したいと思います。当事務所が作成した本レポート「金融規制年次報告書（2020年版）」は、銀行・証券・資産運用・金融テクノロジー・保険など各分野について、重要な里程標・規制と監督の方針・今後のトレンドに対する展望などの視点から、将来を見据えた実用的な年次レポートを皆様にお届けします。

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金融規制年次報告（2023）

中国競争法レビュー2022

金融規制年次報告（2022）

中国競争法レビュー2021

金融規制年次報告（2021）

中国競争法レビュー2020

中国年度企業コンプライアンス青書

中国企業による米国知的財産権訴訟への対応に関する青書

ニューノーマルへの挑戦：変革の時代における変と不変

中国競争法レビュー2019

金融規制年次報告（2020）